Audit Division

Annual Audit Plans

IIA Professional Standards require the Internal Audit function to create an Annual Audit Plan rooted in risk-based methodology.  The Annual Audit Plan is a measurable, yet flexible commitment to performance and provision in a formal document approved and issued by the City Controller.  The Audit Plan is derived from, and connects to, the identified risks associated with an Enterprise Risk Assessment, which includes a universe of auditable entities.  (For more information on Audit Planning and Risk Assessments, see Procedures 220.10, 220.10A, 220.20, 220.20A, 220.40 and 220.40A)

Below are Annual Audit Plans for the last 4 Fiscal Years: